Head of Operations

    Location: Tsim Sha Tsui, Yau Tsim Mong District

    Job Type: Full time

    Salary: 60,000 – 90,000

    Key Responsibilities 
     Operational Management & Risk Control 

    ·          Oversee daily brokerage operations including account opening, fund management, trade settlement, reconciliation, and transaction monitoring 

    ·         Define and track KPIs to ensure service quality, timeliness, and internal control standards are met 

    ·          Implement robust SOPs and risk controls in compliance with SFC, AML/CFT, and licensing requirements 

    ·         Manage escalation and resolution of exceptions, disputes, and risk events 

    Process Improvement & Technology Initiatives 

    ·         Drive continuous process automation to reduce manual interventions and improve overall efficiency and risk controls 

    ·          Promote the establishment and enhancement of management data and operational reporting systems to help leadership monitor business performance and support informed decision-making 

    ·         Collaborate closely with Product and IT teams to upgrade back-office systems, reporting tools, and workflows 


    Cross-functional Collaboration & Regulatory Support  

    ·         Work closely with Compliance and senior management to ensure operational alignment with regulatory expectations 

    ·          Support operational readiness for new business and product launches

    ·          Coordinate with Mainland and overseas shared service teams to ensure seamless cross-border execution 

    ·          Participate in SFC inspections, business plan submissions, and internal audits as required 

     
    Team Leadership 

    ·         Lead and mentor the operations team (client support, middle office, settlements), setting clear goals and training programs 

    ·          Foster a proactive, accountable culture focused on problem-solving and service excellence 

     
    Candidate Profile 

     
    Experience & Background 

    ·         8–12 years of experience in brokerage, digital wealth, or financial operations 

    ·         Proven track record managing end-to-end operations and driving transformation projects (e.g., automation, vendor systems, process redesign) 

    ·         Familiar with HK, US, and A-share market settlements, cash operations, and corporate actions 

    ·         Experience in cross-border coordination or group shared services is a plus 


    Licensing & Compliance 

    ·         Preferably holding Type 1, 2, 4, or 9 license 

    ·          Strong knowledge of SFC rules, AML requirements, and internal control frameworks 


    Skills 

    ·         Detail- and process-oriented with excellent execution and project management skills 

    ·         Fluent in English and Mandarin (Cantonese preferred) 

    ·         Strong stakeholder management and cross-department collaboration capabilities 

    ·         Familiar with back-office systems, reconciliation tools, and reporting platforms 

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